Skip to main content

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

Legacy Capital Management, LLC

[ Impersonators of Genuine Firms ]

841 3rd Avenue
New York, NY 10022
Phone: 212-924-4089
Fax: 212-202-6411

July 24, 2019

  1. Legacy Capital Management, LLC may be impersonating any of multiple financial services entities with the same or similar name but with different addresses. There is only one firm currently registered named Legacy Capital Management, LLC (CRD Number 162171; SEC Number 802-74551). The impersonator has NO connection with, and is not to be confused with, the genuine Legacy Capital Management, LLC, which has the following mailing address: 25333 Cedar Road, Suite 300, Lyndhurst, OH 44124. The SEC's Investment Adviser Public Disclosure (IAPD) database contains registration information for the genuine entities.
Return to Top