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The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

Harbor Light Securities Inc.

[ Impersonators of Genuine Firms ]

1093 Deep Woods Drive
Marion, NC 28752
Phone: 828-527-0244
Fax: 877-426-8220

July 24, 2019

  1. Harbor Light Securities Inc. is impersonating a genuine broker-dealer firm with a similar name and different street address - Harbor Light Securities, LLC (CRD Number: 130227; SEC Number: 8-66315). The genuine Harbor Light Securities, LLC is located at 1039 Deep Woods Drive. The impersonator has NO connection with, and is not to be confused with, the genuine Harbor Light Securities, LLC. The SEC's EDGAR database contains registration information for the genuine entity.
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