The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
[ Impersonators of Genuine Firms ]
1185 Avenue of the Americas
New York, NY 10036
Dec. 13, 2019
- The above listed entity is impersonating a genuine entity having a similar name: Hales Securities, LLC – CIK # 0001123540 / CRD # 104415.
- The genuine entity has the following address – 1270 Avenue of the America, Suite 930, New York, NY 10020 – but does not appear to maintain a website. The SEC’s Edgar Database contains registration information for the genuine entity.
- The impersonator has no connection with, and is not to be confused with, the genuine entity.