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The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

Griffin Advisors Limited

[ Impersonators of Genuine Firms ]

127 19th Street
New York, NY 10011
Phone: (646) 219-4143
Fax: (646) 786-3398 (The website may no longer be accessible)

July 24, 2019

  1. Griffin Advisors is impersonating a genuine entity having a similar name - Griffin Securities Inc. (CRD Number: 43229; SEC Number: 8-50186). The impersonator has no connections with, and is not to be confused with, the genuine Griffin Securities Inc. which has the following mailing address:  17 State Street, New York, NY 10004.
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