The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
Bradford Securities LLC
[ Impersonators of Genuine Firms ]
Farmingdale, NY 11735-1023
July 19, 2019
- Bradford Securities LLC is impersonating a formerly registered broker-dealer firm with a similar name but different address - Bradford Securities, Ltd. (CRD Number: 13537; SEC Number: 8-29750). The impersonator has NO connection with, and is not to be confused with, the genuine Bradford Securities, Ltd., which had its broker-dealer registration with the SEC terminated on August 29, 2003 and is defunct. The genuine Bradford Securities, Ltd. had the following mailing address: 410 Jericho Turnpike, Jericho, NY 11753-1384. The SEC's EDGAR database contains registration information for the genuine entity.
Modified: July 19, 2019