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U.S. Securities and Exchange Commission

Division of Market Regulation:
Anti-Money Laundering Rulemaking

* Question and Answer Regarding the Broker-Dealer Customer Identification Program Rule (31 CFR 103.122) (October 1, 2003)

Related No-Action, Exemptive, and Interpretive Letters


http://www.sec.gov/divisions/marketreg/amlaunder.htm


Modified: 02/18/2004