The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Accounting and Auditing Enforcement Releases Table

Respondents
Date: Respondents:
Release No. LR-16841, AAER-1357
Date: Respondents:
Release No. LR-16839, AAER-1356
Date: Respondents:
Release No. 34-43761, AAER-1355
Date: Respondents:
Release No. LR-16835, AAER-1354
Date: Respondents:
Release No. LR-16829, AAER-1352
Date: Respondents:
Release No. 34-43724, AAER-1350
Date: Respondents:
Release No. 34-43725, AAER-1351
Date: Respondents:
Release No. 34-43715, AAER-1353
Date: Respondents:
Release No. 34-43682, AAER-1349
Date: Respondents:
Release No. 34-43622, AAER-1348
Date: Respondents:
Release No. 33-7920, 34-43609, AAER-1346
Date: Respondents:
Release No. 33-7921, 34-43610, AAER-1347
Date: Respondents:
Release No. 34-43570, AAER-1343
Date: Respondents:
Release No. 33-7917, 34-43572, AAER-1345
Date: Respondents:
Release No. 33-7916, 34-43571, AAER-1344
Date: Respondents:
Release No. LR-16792, AAER-1340
Date: Respondents:
Release No. 34-43531, AAER-1341
Date: Respondents:
Release No. 34-43532, AAER-1342
Date: Respondents:
Release No. LR-16785, AAER-1337
Date: Respondents:
Release No. 34-43497, AAER-1338
Date: Respondents:
Release No. 34-43498, AAER-1339
Date: Respondents:
Release No. LR-16767, AAER-1335
Date: Respondents:
Release No. 34-43446, AAER-1336
Date: Respondents:
Release No. 34-43445, AAER-1334
Date: Respondents:
Release No. LR-16753, AAER-1333
Date: Respondents:
Release No. LR-16757, AAER-1330
Date: Respondents:
Release No. 34-43416, AAER-1332
Date: Respondents:
Release No. LR-16751, AAER-1331
Date: Respondents:
Release No. LR-16743, AAER-1329
Date: Respondents:
Release No. 34-43388, AAER-1321
Date: Respondents:
Release No. 34-43391, AAER-1323
Date: Respondents:
Release No. 34-43389, AAER-1322
Date: Respondents:
Release No. LR-16738, AAER-1320
Date: Respondents:
Release No. LR-16729, AAER-1324
Date: Respondents:
Release No. LR-16732, AAER-1327
Date: Respondents:
Release No. LR-16730, AAER-1325
Date: Respondents:
Release No. LR-16734, AAER-1328
Date: Respondents:
Release No. LR-16728, AAER-1312
Date: Respondents:
Release No. LR-16731, AAER-1326
Date: Respondents:
Release No. 34-43361, AAER-1317
Date: Respondents:
Release No. 33-7902, 34-43358, AAER-1314
Date: Respondents:
Release No. 33-7903, 34-43366, AAER-1319
Date: Respondents:
Release No. 34-43360, AAER-1316
Date: Respondents:
Release No. 34-43357, AAER-1313
Date: Respondents:
Release No. 34-43362, AAER-1318
Date: Respondents:
Release No. 34-43359, AAER-1315
Date: Respondents:
Release No. LR-16725, AAER-1310
Date: Respondents:
Release No. 33-7897, 34-43345, AAER-1311
Date: Respondents:
Release No. LR-16722, AAER-1308
Date: Respondents:
Release No. 34-43327, AAER-1307
Date: Respondents:
Release No. 34-43326, AAER-1306
Date: Respondents:
Release No. 34-43301, AAER-1303
Date: Respondents:
Release No. LR-16709, AAER-1304
Date: Respondents:
Release No. LR-16710, AAER-1305
Date: Respondents:
Release No. LR-16708, AAER-1302
Date: Respondents:
Release No. LR-16702, AAER-1301
Date: Respondents:
Release No. LR-16692, AAER-1299
Date: Respondents:
Release No. LR-16689, AAER-1300
Date: Respondents:
Release No. 34-43249, AAER-1298
Date: Respondents:
Release No. 34-43235, AAER-1297
Date: Respondents:
Release No. LR-16663, AAER-1296
Date: Respondents:
Release No. 34-43183, AAER-1295
Date: Respondents:
Release No. LR-16657, AAER-1294
Date: Respondents:
Release No. 34-43160, AAER-1293
Date: Respondents:
Release No. LR-16645, AAER-1292
Date: Respondents:
Release No. 34-43129, AAER-1291
Date: Respondents:
Release No. 34-43123, AAER-1290
Date: Respondents:
Release No. 34-43071, AAER-1289
Date: Respondents:
Release No. LR-16634, AAER-1288
Date: Respondents:
Release No. 34-43068, AAER-1287
Date: Respondents:
Release No. 34-43034, 34-43058, AAER-1284
Date: Respondents:
Release No. LR-16627, AAER-1285
Date: Respondents:
Release No. LR-16625, AAER-1286
Date: Respondents:
Release No. 34-42992, AAER-1283
Date: Respondents:
Release No. LR-16614, AAER-1282
Date: Respondents:
Release No. 34-42987, AAER-1281
Date: Respondents:
Release No. LR-16609, AAER-1279
Date: Respondents:
Release No. 34-42981, AAER-1280
Date: Respondents:
Release No. 34-42979, AAER-1278
Date: Respondents:
Release No. 34-42968, AAER-1277
Date: Respondents:
Release No. LR-16587, AAER-1276
Date: Respondents:
Release No. 34-42934, AAER-1273
Date: Respondents:
Release No. 34-42936, AAER-1275
Date: Respondents:
Release No. 34-42933, AAER-1272
Date: Respondents:
Release No. 34-42935, AAER-1274
Date: Respondents:
Release No. LR-16586, AAER-1269
Date: Respondents:
Release No. 34-42909, AAER-1270
Date: Respondents:
Release No. LR-16584, AAER-1268
Date: Respondents:
Release No. 34-42901, AAER-1267
Date: Respondents:
Release No. LR-16580, AAER-1264
Date: Respondents:
Release No. 34-42879, AAER-1263
Date: Respondents:
Release No. 34-42881, AAER-1265
Date: Respondents:
Release No. 34-42882, AAER-1266
Date: Respondents:
Release No. 34-42828, AAER-1261
Date: Respondents:
Release No. 33-7859, 34-42827, AAER-1260
Date: Respondents:
Release No. LR-16562, AAER-1262
Date: Respondents:
Release No. 34-42813, AAER-1259
Date: Respondents:
Release No. LR-16552, AAER-1258
Date: Respondents:
Release No. 34-42781, AAER-1257
Date: Respondents:
Release No. LR-16536, AAER-1256