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Selected Accounting and Auditing Enforcement Releases
October - December 2003

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Release No.
Date              
Action
AAER-1936 Dec. 30, 2003 Parmalat Finanziaria S.p.A.
Release No. LR-18527
AAER-1935 Dec. 24, 2003 Vivendi Universal, S.A., Jean-Marie Messier, and Guillaume Hannezo
Release No. LR-18523
AAER-1934 Dec. 23, 2003 Rent-Way, Inc., et al., Jeffrey A. Conway, Matthew J. Marini, Jeffrey K. Underwood
Release No.: LR-18521
AAER-1933 Dec. 22, 2003 Eddy Lynn Patterson
Release No.: LR-18519
AAER-1932 Dec. 19, 2003 Canadian Imperial Bank of Commerce, Daniel Ferguson, Ian Schottlaender, and Mark Wolf
Release No.: LR-18517
AAER-1930 Dec. 19, 2003 Genesco Inc.
Release No.: 34-48962
AAER-1929 Dec. 19, 2003 Mary E. Crabtree
Release No.: 34-48961
AAER-1928 Dec. 18, 2003 Charles D. Erwin and Michael J. McGhan; Hanover Compressor Company and William S. Goldberg
Release No.: LR-18514
AAER-1927 Dec. 18, 2003 Hanover Compressor Company and William S. Goldberg
Release No.: 34-48951
AAER-1926 Dec. 18, 2003 Kevin Lasky et al.
Release No.: LR-18512
AAER-1925 Dec. 18, 2003 Richard Marks
Release No.: LR-18511
AAER-1923 Dec. 12, 2003 Stoffer et al.
Release No.: LR-18503
AAER-1922 Dec. 12, 2003 Cumulus Media Inc. et al.
Release No.: LR-18504
AAER-1921 Dec. 11, 2003 Thomas D. Costello
Release No.: 34-48906
AAER-1920 Dec. 10, 2003 Peter F. Kuebler, CPA
Release No.: 34-48901
AAER-1919 Dec. 3, 2003 Sam Leopold, Richard R. Ross, Phillip D. Teal, James T. Montrose, Norman B. Cowgill, Jay S. Ozer, and Bradley J. Schmidt
Release No.: LR-18485
AAER-1918 Nov. 18, 2003 Bernard F. Bradstreet
Release No.: LR-18469
AAER-1917 Nov. 17, 2003 William J. Burke
Release No.: LR-18468
AAER-1916 Nov. 17, 2003 Bruce Hill, et al.
Release No.: LR-18467
AAER-1915 Nov. 17, 2003 Schick Technologies, Inc., David B. Schick and Fred Levine
Release No.: LR-18464
AAER-1914 Nov. 17, 2003 Kevin J. Morrison, et al.
Release No.: LR-18463
AAER-1913 Nov. 13, 2003 Axeda Systems Inc., Jason C. Liu and Stewart C. Adams
Release No.: 34-48783
AAER-1912 Nov. 13, 2003 John J. Todd, Robert D. Manza and Jeffrey Weitzen
Release No.: LR-18454
AAER-1911 Nov. 13, 2003 Gateway, Inc.
Release No.: 33-8338
AAER-1910 Nov. 12, 2003 Rita J. McConville and Kevin M. Harris
Release No.: 34-48770
AAER-1909 Nov. 10, 2003 WorldCom Inc.
Release No.: LR-18451
AAER-1908 Oct. 30, 2003 Sport-Haley, Inc., Robert G. Tomlinson, Steve S. Auger, Kenneth R. LeCrone
Release No.: LR-18437
AAER-1907 Oct. 30, 2003 David W. Delainey
Release No.: LR-18435
AAER-1906 Oct. 22, 2003 Victor Herman, CPA
Release No.: 34-48682
AAER-1905 Oct. 22, 2003 Anne H. Long, CPA
Release No.: 34-48679
AAER-1904 Oct. 22, 2003 Rodney R. Proto and Earl E. DeFrates, Bruce E. Snyder, Jr.
Release No.: LR-18422
AAER-1903 Oct. 21, 2003 Gerald H. Levine and Marie A. Levine
Release No.: LR-18420
AAER-1902 Oct. 16, 2003 Hatem El-Khalidi
Release No.: LR-18412
AAER-1901 Oct. 15, 2003 Ronald J. Hottovy
Release No.: LR-18417
AAER-1900 Oct. 17, 2003 William G. Stayduhar, CPA
Release No.: 34-48655
AAER-1899 Oct. 17, 2003 Peter C. Ferraro
Release No.: 34-48654
AAER-1898 Oct. 16, 2003 Arabian American Development Company and Hatem El-Khalidi
Release No.: 34-48638
AAER-1897 Oct. 15, 2003 VantageMed Corporation
Release No.: 34-48629
AAER-1896 Oct. 15, 2003 Dale Peterson et al.
Release No.: LR-18410
AAER-1894 Oct. 9, 2003 Wesley H. Colwell
Release No.: LR-18403
AAER-1893 Oct. 9, 2003 Gregory L. English
Release No.: LR-18402
AAER-1892 Oct. 9, 2003 NCI Building Systems, Inc.
Release No.: 34-48608
AAER-1890 Oct. 7, 2003 Jeffrey S. Schneider
Release No.: LR-18395
AAER-1889 Oct. 6, 2003 Jeffrey J. Schneider, CPA
Release Nos.: 33-8300, 34-48594
AAER-1891 Oct. 4, 2003 Richard P. Vatcher
Release No.: LR-18394
AAER-1887 Oct. 2, 2003 Dennis A. Bakal, Susan P. Dial and William S. Cole
Release No.: LR-18388
AAER-1886 Oct. 2, 2003 Sidney V. Corder, Randal J. Sage and Brian J. Yates
Release No.: LR-18387
AAER-1883 Oct. 1, 2003 Greg Waring and Craig Treloar
Release No.: LR-18382
AAER-1885 Oct. 1, 2003 Laurence M. Simon
Release No.: 34-48580
AAER-1884 Oct. 1, 2003 Richard Fiedelman, CPA
Release No.: 34-48578



http://www.sec.gov/divisions/enforce/friactions/act4q03.shtml


Modified: 02/03/2006