SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions



Selected Accounting and Auditing Enforcement Releases
July - August 2002

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Release No.
Date              
Action
AAER-1637 Sep. 30, 2002 FLIR Systems, Inc.
Release Nos.: 33-8135, 34-46537
AAER-1635 Sep. 26, 2002 David F. Myers
Release No.: LR-17753
AAER-1634 Sep. 26, 2002 Barry M. Budilov and Raymond J. Green
Release No.: LR-17752
AAER-1633 Sep. 26, 2002 William P. Trainor, Vincent D. Celentano, Medical Diagnostic Products, Inc. (f/k/a Novatek International, Inc.), Karen Losordo, Diane M. Trainor, Daniel J. Trainor, Geraldine Trainor and Mary N. Celentano
Release No.: LR-17746
AAER-1632 Sep. 25, 2002 Dynegy Inc.
Release Nos.: LR-17744, 34-46537
AAER-1631 Sep. 24, 2002 Dynegy Inc.
Release No.: 33-8134
AAER-1630 Sep. 24, 2002 Asthma Disease Management, Inc., George H. Young, Richard A. Manini, Richard B. Anderson, and Colleen Erin Kelly Bishop
Release No.: LR-17739
AAER-1629 Sep. 19, 2002 Motorcar Parts and Accessories, Inc. and Peter Bromberg
Release No.: LR-17736
AAER-1628 Sep. 18, 2002 Stephen L. Holden, Scott Skooglund, Kuldershan S. Padda, and Stephan C. Beal
Release No.: LR-17734
AAER-1627 Sep. 12, 2002 Dennis Kozlowski, Mark H. Swartz and Mark A. Belnick
Release No.: LR-17722
AAER-1626 Sep. 11, 2002 Donne Corporation, Sherman S. Smith, Shawn Smith, and Bruce Anderson
Release No.: LR-17719
AAER-1625 Sep. 6, 2002 Yervant David Lepejian
Release No.: LR-17716
AAER-1624 Sep. 4, 2002 Buettner et al.
Release No.:  LR-17708
AAER-1623 Sep. 4, 2002 Albert Dunlap et al.
Release No.:  LR-17710
AAER-1622 Aug. 30, 2002 SCB Computer Technology, Inc.
Release No.:  34-46445
AAER-1621 Aug. 30, 2002 James Murphy, Robert Lockwood and Gilboa Peretz
Release No.:  LR-17705
AAER-1620 Aug. 30, 2002 James Murphy, CPA
Release No.:  34-46442
AAER-1619 Aug. 27, 2002 William H. Rinehart, Jonathan A. Beck, and Kevin P. Clark
Release No.:  LR-17701
AAER-1617 Aug. 21, 2002 Michael J. Kopper
Release No.: LR-17692
AAER-1616 Aug. 16, 2002 Kevin J. Morrison, et al.
Release No.:  LR-17686
AAER-1615 Aug. 16, 2002 Kurt D. Saliger, CPA
Release No.:  33-8122
AAER-1614 Aug. 9, 2002 Vari-L Company, Inc., David G. Sherman, Jon L. Clark, and Sarah E. Hume
Release No.:  LR-17671
AAER-1613 Aug. 8, 2002 Richard F. Rubin, et al.
Release No.:  LR-17667
AAER-1612 Aug. 8, 2002 Edward T. Creevy
Release No.:  34-46322
AAER-1611 Aug. 7, 2002 Gary Stephen Joiner, Grant W. Peck, Dean Frederick Sessions, and Mark Allen Disalvo
Release No.:  LR-17665
AAER-1610 Aug. 5, 2002 Church Extension of the Church of God, Inc., United Management Services, Inc., James Perry Grubbs and Shearon Louis Jackson
Release No.:  LR-17656
AAER-1609 Aug. 1, 2002 Horton & Company and Edward C. Horton
Release No.:  34-46295
AAER-1608 Aug. 1, 2002 Gas and Oil Technologies, Inc., Ingrid Aliet-Gass and Glen Morinaka, CPA
Release Nos.: 33-8118, 34-46302
AAER-1607 Aug. 1, 2002 Douglas A. Murphy, David G. Kay and Lawrence H. Theriot
Release No.:  LR-17651
AAER-1606 July 31, 2002 Roys Poyiadjis and Lycourgos Kyprianou and AremisSoft Corp. et al.
Release No.:  LR-17641
AAER-1605 Aug. 1, 2002 John R. Boyd, and Christopher Curbello
Release No.:  LR-17648
AAER-1604 Aug. 1, 2002 Richard P. Bellinger, Jack P. Bates and Stephen S. Winslett
Release No.:  34-46291
AAER-1603 Aug. 1, 2002 David Friend, CPA
Release No.:  34-46290
AAER-1602 July 29, 2002 Eric C. Brown
Release No.:  34-46273
AAER-1601 July 25, 2002 Oxford Health Plans, Inc., Andrew B. Cassidy and Brendan R. Shanahan
Release No.:  34-46254
AAER-1600 July 25, 2002 Oxford Health Plans, Inc.
Release No.:  LR-17631
AAER-1599 July 24, 2002 Adelphia Communications Corporation, John J. Rigas, Timothy J. Rigas, Michael J. Rigas, James P. Rigas, James R. Brown, and Michael C. Mulcahey
Release No.:  LR-17627
AAER-1598 July 22, 2002 Church Extension of the Church of God, Inc., United Management Services, Inc., James Perry Grubbs and Shearon Louis Jackson
Release No.:  LR-17623
AAER-1597 July 18, 2002 The PNC Financial Services Group, Inc.
Release Nos.: 33-8112, 34-46225
AAER-1596 July 17, 2002 PricewaterhouseCoopers LLP and PricewaterhouseCoopers Securities LLC
Release No.:  34-46216
AAER-1595 July 17, 2002 Avon Products, Inc.
Release No.:  34-46215
AAER-1594 July 15, 2002 Jean-Paul Bolduc, Brian J. Smith, CPA, Richard N. Sukenik, CPA, Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, CPA
Release No.:  34-46206
AAER-1593 July 15, 2002 Jean-Paul Bolduc, Brian J. Smith, CPA, Richard N. Sukenik, CPA, Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, CPA
Release No.:  34-46205
AAER-1592 July 12, 2002 Intelliquis International, Inc., Mark W. Tippets, David A. Jones and Kevin E. Orton
Release No.:  LR-17611
AAER-1590 July 9, 2002 Glen P. Duffy, CPA
Release No.:  34-46175
AAER-1589 July 9, 2002 Gregory D. Norton, CPA
Release No.:  34-46174
AAER-1588 July 9, 2002 Thomas F. Wraback, CPA
Release No.:  34-46172
AAER-1587 July 2, 2002 Peter D. Stewart, C.A., John L. Harbor, C.A., and David Chopping, C.A.,
Release No.:  34-46157



http://www.sec.gov/divisions/enforce/friactions/act3q02.shtml


Modified: 02/03/2006