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Selected Accounting and Auditing Enforcement Releases
April - June 2003

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Release No.
Date              
Action
AAER-2048 Jun. 30, 2004 Dennis A. Bakal, et al.
Other No.: LR-18773
AAER-2046 Jun. 28, 2004 Measurement Specialties, Inc., and Kirk J. Dischino
Other No.: LR-18765
AAER-2045 Jun. 23, 2004 Gemstar-TV Guide International, Inc.
Other No.: LR-18760
AAER-2044 Jun. 22, 2004 Arthur A. Goodwin, William J. Burke and Christopher P. Whalen
Other No.: LR-18758
AAER-2043 Jun. 21, 2004 Augustine M. Cruciotti
Other No.: LR-18755
AAER-2042 Jun. 21, 2004 Steven L. Haggerty
Other No.: LR-18754
AAER-2041 Jun. 21, 2004 Steven L. Haggerty
Other No.: 34-49897
AAER-2040 Jun. 21, 2004 Augustine M. Cruciotti
Other No.: 34-49896
AAER-2038 Jun. 17, 2004 Bruce Hill, et al.
Other Nos.: LR-18753
AAER-2037 Jun. 17, 2004 Victor Jacobowitz, et al.
Other Nos.: LR-18751
AAER-2036 Jun. 16, 2004 Prabhat K. Goyal
Other Nos.: LR-18748
AAER-2035 Jun. 14, 2004 John P. Miller
Other Nos.: LR-18744
AAER-2034 Jun. 9, 2004 i2 Technologies, Inc.,
Other Nos.: LR-18741
AAER-2033 Jun. 9, 2004 i2 Technologies, Inc.
Other Nos.: 33-8428
AAER-2032 Jun. 9, 2004 Schering-Plough Corporation
Other Nos.: 34-49838
AAER-2031 Jun. 9, 2004 Greg Waring and Craig Treloar
Other Nos.: LR-18739
AAER-2030 Jun. 9, 2004 James H. Peach
Other Nos.: 34-49836
AAER-2029 Jun. 3, 2004 Symbol Technologies, Inc., Tomo Razmilovic, Kenneth Jaeggi, Leonard Goldner, Brian Burke, Michael DeGennaro, Frank Borghese, Christopher DeSantis, James Heuschneider, Gregory Mortenson, James Dean and Robert Donlon
Release Nos.: LR-18734
AAER-2028 Jun. 2, 2004 Paul Melvin Henson, Jr. and Lance Turner Fair
Release Nos.: LR-18733
AAER-2027 Jun. 1, 2004 Del Global Technologies Corp., Inc., Leonard A. Trugman, Michael H. Taber, David Engel, Seymour Rubin, and David Michael
Release Nos.: LR-18732
AAER-2026 Jun. 1, 2004 Eric Tyra, Scott Wynne, Peter Berman, and Scott Carey
Release Nos.: LR-18731
AAER-2024 May 27, 2004 Frank M. Bergonzi, Martin L. Grass, and Franklin C. Brown
Release Nos.: LR-18728
AAER-2023 May 26, 2004 Frank M. Bergonzi, Martin L. Grass, and Franklin C. Brown
Release Nos.: LR-18727
AAER-2021 May 24, 2004 Ocumed Group, Inc., Alfred R. Caggia and Louise A. Cummings
Other Nos.: LR-18723
AAER-2020 May 19, 2004 Paul Melvin Henson, Jr.
Other Nos.: 33-8425
AAER-2019 May 19, 2004 Lance Turner Fair
Other Nos.: 33-8424
AAER-2018 May 19, 2004 Paula H. Rieker
Other Nos.: LR-18717
AAER-2017 May 18, 2004 Ed Johnson and Merl Holdings, Inc.
Other Nos.: LR-18716
AAER-2016 May 17, 2004 Lucent Technologies Inc., Nina Aversano, Jay Carter, A. Leslie Dorn, William Plunkett, John Bratten, Deborah Harris, Charles Elliott, Vanessa Petrini, Michelle Hayes-Bullock, And David Ackerma
Other Nos.: LR-18715
AAER-2015 May 14, 2004 Cosmo Corigliano, CPA
Other Nos.: 34-49705
AAER-2014 May 14, 2004 Cosmo Corigliano, Anne M. Pember, Casper Sabatino, and Kevin T. Kearney
Other Nos.: LR-18711
AAER-2013 May 12, 2004 James Murphy, Robert Lockwood, Gilboa Peretz
Release Nos.: LR-18706
AAER-2012 May 11, 2004 Sam Leopold, Richard R. Ross, Phillip D. Teal, James T. Montrose, Norman B. Cowgill, Jay S. Ozer, And Bradley J. Schmidt
Release Nos.: LR-18702
AAER-2011 May 11, 2004 Bradley J. Schmidt, CPA
Release Nos.: 34-49684
AAER-2010 May 11, 2004 Jay S. Ozer, CPA
Release Nos.: 34-49683
AAER-2009 May 11, 2004 William S. Finkelstein and PricewaterhouseCoopers LLP
Release Nos.: LR-18701
AAER-2008 May 11, 2004 PricewaterhouseCoopers LLP
Release Nos.: 34-49678
AAER-2007 May 11, 2004 Stanley P. Silverstein
Release Nos.: 34-49676
AAER-2006 May 11, 2004 Linda J. Wachner
Release Nos.: 34-49677
AAER-2005 May 11, 2004 The Warnaco Group, Inc.
Release Nos.: 34-49675
AAER-2004 May 10, 2004 Emery W. Harris
Release Nos.: LR-18700
AAER-2002 May 5, 2004 Moore Stephens Chartered Accountants (United Kingdom) and Peter D. Stewart, A Partner, Sanctioned by Institute of Chartered Accountants in England and Wales for Failures in Connection with Audits of Financial Statements Filed with the SEC
Release Nos.: LR-18695
AAER-2001 May 4, 2004 Phillip E. White
Release No.: LR-18692
AAER-2000 May 4, 2004 Gold Banc Corporation, Inc.,
Release No.: LR-18691
AAER-1999 May 4, 2004 Gold Banc Corporation, Inc.
Release Nos.: 34-49652
AAER-1998 Apr. 30, 2004 QuadraMed Corporation
Release Nos.: 34-49642
AAER-1997 Apr. 30, 2004 Keith M. Roberts
Release Nos.: 34-49641
AAER-1996 Apr. 29, 2004 California Amplifier, Inc.
Release Nos.: LR-18688
AAER-1995 Apr. 29, 2004 California Amplifier, Inc.,
Release Nos.: 34-49630
AAER-1994 Apr. 29, 2004 Carnegie International Corporation, et al.,
Release Nos.: LR-18686
AAER-1993 Apr. 27, 2004 Dennis A. Bakal, et al.
Release Nos.: LR-18684
AAER-1992 Apr. 27, 2004 James E. Reid
Release Nos.: LR-18682
AAER-1990 Apr. 15, 2004 Kenneth W. Winger and Paul R. Humphreys
Release Nos.: 34-49565
AAER-1989 Apr. 14, 2004 John Luczycki, CPA
Release Nos.: 33-8406
AAER-1988 Apr. 8, 2004 Ira Zar, David Rivard, and David Kaplan
Release Nos.: LR-18665
AAER-1987 Apr. 8, 2004 Gerber Scientific, Inc.
Release Nos.: 34-49541
AAER-1986 Apr. 5, 2004 Lawrence O'Shaughnessey, et al.
Release Nos.: LR-18656
AAER-1985 Apr. 1, 2004 William W. Freise; David T. Thomson CPA, and David T. Thomson PC
Release Nos.: LR-18654
AAER-1984 Apr. 1, 2004 David T. Thomson, CPA, and David T. Thomson PC
Release Nos.: 34-49516
AAER-1983 Apr. 1, 2004 Michael B. Johnson, Michael Johnson & Co., LLC, American Television and Film Company f/k/a Winners Internet Network, Inc., a Nevada corporation, and David C. Skinner, Jr.
Release Nos.: LR-18652



http://www.sec.gov/divisions/enforce/friactions/act2q04.shtml


Modified: 02/03/2006