Cindy Alexander, Scott Bauguess, Gennaro Bernile, Yoon-Ho Alex Lee, and Jennifer Marietta-Westberg, 2013, Economic Effects of SOX Section 404 Compliance: A Corporate Insider Perspective, Journal of Accounting and Economics, 56: 267-290.
Scott Bauguess, Vladimir Ivanov, 2012, Capital Raising in the U.S.: The Significance of Unregistered Offerings Using the Regulation D Exemption, 2012, SSRN Electronic Journal
Scott Bauguess, Marie Sushka and Myron Slovin, 2012, Recapitalization as a Restructuring Mechanism at Closely Held Firms, Journal of Banking and Finance 36, 1244-1253.
Ralph Walkling, Scott Bauguess, Jim Dunigan, Damien Park, Patrick McGurn, and Don Chew, 2010, Risk Management, Corporate Governance, and the Search for Long-term Investors, Journal of Applied Corporate Finance 22, 58-74.
Scott Bauguess, Sara Moeller, Frederik Schlingemann, and Chad Zutter, 2009, Ownership Structure and Target Returns, Journal of Corporate Finance 15, 48-65.
Scott Bauguess and Mike Stegemoller, 2008, Protective Governance Structure and the Value of Acquisition Activity, Journal of Corporate Finance 14, 550-566.
Scott Bauguess, Jack Cooney, and Kathleen Weis Hanley, Investor Demand for Information in Newly Issued Securities.
Gennaro Bernile and Scott Bauguess, Do Merger Related Synergies Exist?
Scott Bauguess, Liquidity, Ownership, and the Monitoring Life Cycle of the Firm.
Keynote Speaker, 2017 Conference on Exchange Traded Funds – Stability and Growth, Central Bank of Ireland
Panelist, 2017 Sandpiper Partners event, "Information Governance, Privacy, Cyber Security and Data Analytics Briefing"
Keynote Speaker, 2017 OpRisk North America, "The Role of Big Data, Machine Learning and AI in Assessing Risks: A Regulatory Perspective"
Keynote Speaker, 2017 Buy-Side Risk USA, "Market Fragility and Interconnectedness in the Asset Management Industry"
Keynote Speaker, 2016 American Accounting Association Midwest Region, "Has Big Data Made Us Lazy?"
Keynote Speaker, 2016 Buy-Side Risk USA, “IA-BD Risk Assessment at the SEC”
Panelist, 2016 Data Coalition's Financial Data Summit, "Data Users Panel"
Panelist, 2016 Society for Benefit-Cost Analysis, "Recent examples of benefit-cost analysis in consumer financial regulation"
Talk, 2016 SEC Advisory Committee on Small and Emerging Companies, “Private Securities Offerings post-JOBS Act”
Keynote Speaker, 2015 NRS Annual Spring Investment Adviser and Broker-Dealer Compliance Conference
Keynote Speaker, 2015 OpRisk North America, “Market Risk Assessment”
Keynote Speaker, 2015 SIFMA Compliance and Legal Society Annual Seminar, "SEC Analytics Program: Embracing the New Regulatory Framework - What the Industry Needs to Know"
Panelist, 2015 Sandpiper Partners event, "DC: Information and Cyber Governance, Data Analytics and Privacy Briefing"
Panelist, 2015 Data Transparency Coalition
Talk, 2014 Department of Treasury Town Hall on Data Transparency, “The SEC’s Use of XBRL”
Talk, 2013 Director's Roundtable, Regulatory and Compliance Summit
Panelist, 2013 Sandpiper Partners event, “SEC and DOJ Hot Topics”
Panelist, 2017 Government Enforcement Institute, University of Texas School of Law, "Data Analytics and What Your Company's Numbers are Telling the Government"
Panelist, 2017 Harvard Roundtable on Shareholder Engagement
Panelist, 2017 AICPA and SIFMA NMS National Conference on the Securities Industry, "Artificial Intelligence and Machine Learning"
Panelist, 2017 SIFMA Compliance and Legal Society Annual Seminar, "Regulators' Use of Data Analytics"
Panelist, 2016 Harvard Roundtable on Corporate Governance
Panelist, 2016 AICPA National Conference on Current SEC and PCAOB Developments, "Data Analytics"
Panelist, 2016 CARE Conference, University of Notre Dame, "Models for Predicting/Detecting Fraud"
Panelist, 2016 SIFMA Compliance and Legal Society Annual Seminar, "The Rise of Big Data and Data Analytics"
Panelist, 2015 ABA Annual Securities Fraud Conference, “Automated Detection in Securities Enforcement”
Talk, 2015 "The Hope and Limitations of Machine Learning in Market Risk Assessment", Columbia University
Lead Discussant, 2015 Milken Institute: Roundtable on Systemic Risk and Macroeconomic Policy in the US
Discussant, 2015 Harvard University Roundtable on Shareholder Engagement
Paper Presentation, 2014 Society for Benefit-Cost Analysis
Panelist, 2014 SEC Speaks
Panelist, 2014 FMA Conference, "SEC Hot Topics"
Paper Presentation (by co-author), 2014 AFA Conference
Panelist, 2013 SEC Speaks
Panelist, 2012 FMA Conference
Discussant, 2012 Conference on “Markets and Ownership: Rethinking the SEC's Beneficial Ownership Rules”, Columbia University