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Sept. 10, 2013




9:30 a.m.

Opening Remarks


  • M. Christine Jacobs and Stephen M. Graham, Advisory Committee Co-Chairs
  • Keith F. Higgins, Director, SEC Division of Corporation Finance

10:00 a.m.

Division of Corporation Finance Presentation on the Amendments to Regulation D

  • General Solicitation


  • Bad Actor Disqualification


  • Regulation D and Form D Proposals

10:45 a.m.



11:00 a.m.

Discussion of the Amendments to Regulation D


  • Presentation by Angel Capital Association


12:30 p.m.


2:00 p.m.

Discussion of the JOBS Act – The Impact on Companies and Markets One Year Later and New Ideas for Capital Formation 

3:15 p.m.


3:30 p.m.

Closing Comments




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