Apr. 09, 2021
Good Morning, I am a retail investor and would like to write about my support for new proposed rule SR-NSCC-2021-801. The rule will help with accountability for all. I would like to see this rule passed and implemented immediately. There is a large difference in the level of accountability for retail investors vs institutions and re really need to fix that. Lastly, I would like to see stronger penalties enacted for non compliance and violation of this rule and other accountability rules. When people can accept a penalty as a "cost of business", the penalty is not high enough. Thank you for your time & consideration in this matter. Sincerely, Nicholas Pinco