Subject: SR-NSCC-2021-801
From: Leo T. Ly
Affiliation:

Apr. 09, 2021

 


To whom it may concern,

The proposed [aforementioned] companion amendment to “DTC-003” is a necessary one. It holds all market participants accountable for their actions.  However, the important of all, we, as retail investors want to see the following in the financial market: 
 
1) more transparency 
2) lever playing field for all investors 
3) all rules apply to all participants without exceptions 



I am a Canadian investor that invests in the U.S. Market. 

-- 



Thanks, 
Leo