Apr. 09, 2021
As a business leader, risk mitigation, transparency, and clear communication are critical pillars to an organizations success. As an individual retail investor, these pillars are critical to our markets success and have the strength to preserve our economic systems or destroy them. I am in support of SR-NSCC-2021-801 as I believe this rule is a first step towards increasing transparency, improving communication, and mitigating known and unmanaged market risk. I believe accountability is another critical pillar to a business’ success. Because of this, I urge the SEC to take another much needed step and improve accountability in our markets through stronger penalties for non compliance. Non compliance penalties are currently managed as a cost of doing business. Until this behavior is changed, our markets will still be subject to unnecessary risk. Thank you for your time and consideration. Kind Regards, Vicki Krallis Director of Procurement Retail Investor