Apr. 09, 2021
My name is Joshua Aubin and I am a retail investor I would like to express my opinion regarding rule SR-NSCC-2021-801. I believe this rule is a step in the right direction towards accountability for those who engage in the short selling/stock borrowing program. This rule absolutely needs to be enacted. It is time for an update to the current RegSHO closeout requirements and I believe that this SLD change in process from Monthly to Daily settlement is progress. I would like to see this rule passed and implemented immediately. Lastly on this ruling, I would like to see stronger penalties enacted for non compliance and violation of this rule. Please deeply consider this ruling. It’s is essential to the future of integrity in the market. Sincerely, Joshua Aubin