Apr. 09, 2021
To whom it may concern I am a retail investor and would like to express my opinion regarding the new proposed rule SR-NSCC-2021-801. I believe this rule is a step in the right direction towards accountability for those whoe engage in the short selling/stock borrowing program. It is time for an update to the current RegSHO closeout requirements and I believe that the SLD change in process from Monthly to Daily settlement is progress. I would like to see this rule passed and implemented immediately. Lastly on this ruling, I would like to see stronger penalties enacted for non compliance and violation of this rule. Thank you for your consideration in this matter. Sincerely, S. Manthei