Apr. 09, 2021
Hello Good Morning I am an individual retail investor and would like to explain my opinion in regards to the new proposed rule SR-NSCC-2021-801. I feel that this new rule is a good thing it would lead towards accountability for those who participate in short selling Stocks It’s now time for an update to the current regSHI close out requirement I also believe that the SLD change from monthly to Daily settlements is also a good thing for closer monitoring I Urge you to please implement these changes immediately I also would like to see stronger penalties enacted for non compliance Thank you for your considerations I am sure we are all willing to make trading a fair environment for all who participate Sincerely, Thomas R Lopez