Apr. 09, 2021
To Whom It May Concern, I am contact you as an individual retail investor and would like to express my opinion regarding this new proposed rule SR-NSCC-2021-801. I support enacting this rule, as I believe it is a step towards the level of accountability desperately needed for those who e gave in the short-selling/stock borrowing program. I would like to see this rule passed and implemented immediately to further protect investors. Additionally, I feel that stronger penalties MUST be implemented for non-compliance and violation of this rule. The current level of fines, in my opinion, do not deter this type of behavior enough. Thank you for your time & consideration in this matter. Sincerely, Dawn Haulter