Aug. 31, 2022
August 31, 2022 professionally I should have the right to correct any wrong against me. In my case I have 3 marks from 35 years as a broker, and each of the allegations are provably false. In one instance a client said i did a UT, however the client gave the order twice on a speakerphone in front of the entire office. second complaint the client said I sold 2 stock w out his authorization ...well one position was a takeover at a huge profit 60% and the second stock was still in the acct????, last was failure to sell....wasn't even my acct , i forwarded the message to the broker .....anyway these are not real complaints and i should have the right to correct them