Comments on FINRA Rulemaking
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) to Allow the Dissemination of IAPD Information through BrokerCheck
[Release No. 34-88760; File No. SR-FINRA-2020-012]
Submitted Comments |
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| May 26, 2020 | Sam Edwards, President, Public Investors Advocate Bar Association |