Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Amend the Membership Application Program ("MAP") Rules to Address the Issue of Pending Arbitration Claims
[Release No. 34-87810; File No. SR-FINRA-2019-030]
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Jan. 31, 2020 | Victoria Crane, Vice President and Associate General Counsel, FINRA |
Jan. 21, 2020 | Christine Lazaro, Director of the Securities Arbitration Clinic and Professor of Clinical Legal Education, St. John's University School of Law |
Jan. 7, 2020 | Steven B. Caruso, Attorney, Maddox, Hargett & Caruso, P.C. |