Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 12000 Series to Expand Options Available to Customers if a Firm or Associated Person is or Becomes Inactive

Submitted Comments
Feb. 11, 2020	Mignon McLemore, Assistant General Counsel, FINRA
Dec. 13, 2019	Robin M. Traxler, Senior Vice President, Policy & Deputy General Counsel, Financial Services Institute
Dec. 13, 2019	Samuel B. Edwards, President, Public Investors Arbitration Bar Association
Dec. 12, 2019	Kevin Carroll, Managing Director and Associate General Counsel, SIFMA
Dec. 11, 2019	Benjamin P. Edwards, Associate Professor of Law, University of Nevada, Las Vegas
Nov. 19, 2019	Steven B. Caruso, Maddox Hargett & Caruso, P.C.