Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Expand Time for Non-Parties to Respond to Arbitration Subpoenas and Orders of Appearance of Witnesses or Production of Documents
[Release No. 34-85063; File No. SR-FINRA-2019-004]
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| Apr. 22, 2019 | Kristine Vo, Principal Counsel, FINRA Office of Dispute Resolution |
| Mar. 5, 2019 | Nicole Gail Iannarone, Director, Investor Advocacy Clinic, et al., Georgia State University College of Law |
| Mar. 1, 2019 | William A. Jacobson, Clinical Professor of Law, and Director, Cornell Securities Law Clinic, and Saqeef Ahmad, Cornell Law School '20 |
| Feb. 22, 2019 | Christine Lazaro, President, Public Investors Arbitration Bar Association (PIABA) |
| Feb. 11, 2019 | Steven B. Caruso, Maddox Hargett Caruso, P.C. |