Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend the Arbitrator Payment Rule to Pay Each Arbitrator a $200 Honorarium to Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Mignon McLemore, Assistant Chief Counsel, Office of Dispute Resolut, FINRA
Public Comment Andrew Stoltmann, President, Public Investors Arbitration Bar Association
Public Comment Glenn Gitomer
Public Comment Ryan K. Bakhtiari, Aidikoff, Uhl and Bakhtiari
Public Comment Steven B. Caruso, Maddox Hargett Caruso, P.C.
File Number
SR-FINRA-2018-026
Release Number
34-83699
Related Materials
How to submit comments