Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change Relating to Simplified Arbitration

[Release No. 34-82693; File No. SR-FINRA-2018-003]

Submitted Comments

May 7, 2018 Margo Hassan, Associate Chief Counsel, FINRA Office of Dispute Resolution
Mar. 9, 2018 Abigail Howd, Eric Peters, and Dowdy White, Student Interns, and Nicole G. Iannarone, Assistant Clinical Professor; Investor Advocacy Clinic, Georgia State University College of Law
Mar. 8, 2018 John Ripoli, Simon Halper, and Mark Samo, Student Interns; and Elissa Germaine, Director; Pace Investor Rights Clinic
Mar. 8, 2018 Barbara Black, Professor of Law, University of Cincinnati College of Law (Retired)
Mar. 8, 2018 William A. Jacobson, Clinical Professor of Law, and Director, Cornell Securities Law Clinic, and Sam Wildman, Cornell Law School
Mar. 8, 2018 Kevin M. Carroll, Managing Director and Associate General Counsel, SIFMA
Mar. 8, 2018 Jill I. Gross, Professor of Law, Pace University
Mar. 7, 2018 Daniel P. Guernsey, Student Intern, and Teresa J. Verges, Director, University of Miami School of Law Investor Rights Clinic
Mar. 6, 2018 Katherine Kokotos, Amrita Maitlall, and Sumaya Restagno, Legal Interns; and Christine Lazaro, Director; Securities Arbitration Clinic, St. John's University School of Law
Mar. 6, 2018 Eric Duhon and Paige Foley, Student Attorneys, Investor Protection Clinic, William S. Boyd School of Law, University of Nevada, Las Vegas
Mar. 6, 2018 Andrew Stoltmann, President, Public Investors Arbitration Bar Association (PIABA)
Mar. , 2018 Mark D. Norych, President and CEO, Arbitration Resolution Services, Inc.
Feb. 13, 2018 Steven B. Caruso, Maddox Hargett & Caruso, P.C.