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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change Amending Rule 12504 of the Code of Arbitration Procedure for Customer Disputes and Rule 13504 of the Code of Arbitration Procedure for Industry Disputes Relating to Motions to Dismiss in Arbitration

(Release No. 34-78553; File No. SR-FINRA-2016-030)

Oct. 31, 2016 Margo A. Hassan, Associate Chief Counsel, FINRA, New York, New York
Sep. 7, 2016 Hugh D. Berkson, President, Public Investors Arbitration Bar Association, Norman, Oklahoma
Sep. 7, 2016 William A. Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Sep. 7, 2016 David T. Bellaire, Esq., Executive Vice President & General Counsel, Financial Services Institute
Aug. 11, 2016 Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York



Modified: 11/02/2016