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Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change Amending Rule 12504 of the Code of Arbitration Procedure for Customer Disputes and Rule 13504 of the Code of Arbitration Procedure for Industry Disputes Relating to Motions to Dismiss in Arbitration
(Release No. 34-78553; File No. SR-FINRA-2016-030)
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| Oct. 31, 2016 | Margo A. Hassan, Associate Chief Counsel, FINRA, New York, New York |
| Sep. 7, 2016 | Hugh D. Berkson, President, Public Investors Arbitration Bar Association, Norman, Oklahoma |
| Sep. 7, 2016 | William A. Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
| Sep. 7, 2016 | David T. Bellaire, Esq., Executive Vice President & General Counsel, Financial Services Institute |
| Aug. 11, 2016 | Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York |
http://www.sec.gov/comments/sr-finra-2016-030/finra2016030.shtml
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