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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Increase Transparency For CMO Transactions

(Release No. 34-78196; File No. SR-FINRA-2016-023)


Sep. 14, 2016 Alexander Ellenberg, Associate General Counsel, Regulatory Policy and Oversight, Financial Industry Regulatory Authority, Washington, District of Columbia
Jul. 27, 2016 Mike Nicholas, CEO, Bond Dealers of America, Washington, District of Columbia
Jul. 27, 2016 Chris Killian, Managing Director, Securitization, SIFMA
Jul. 27, 2016 Lynn Martin, President and Chief Operating Officer, ICE Data Services, New York, New York

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2016-023/finra2016023.shtml

Modified: 09/16/2016