Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to Increase Arbitrator Honoraria and Increase Certain Arbitration Fees

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Date Received
Date Letter Type Commenter Name
Public Comment Mignon McLemore, Assistant Chief Counsel, FINRA Dispute Resolution, Inc., Washington, District of Columbia
Public Comment Andrea Seidt, President, North American Securities Administrators Association (NASAA), Ohio Securities Commissioner, Washington, District of Columbia
Public Comment David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia
Public Comment Ellen Liang, Student Intern; Elissa Germaine, Supervising Attorney; and Jill Gross, Director; Pace Investor Rights Clinic, Pace Law School, White Plains, New York
Public Comment Michael J. Quarequio, Esq., Fort Lauderdale, Florida
Public Comment Jason Doss, President, Public Investors Arbitration Bar Association (PIABA), Norman, Oklahoma
Public Comment Philip M. Aidikoff, Esq., Aidikoff, Uhl and Bakhtiari, Beverly Hills, California
Public Comment Ryan K. Bakhtiari, Aidikoff, Uhl and Bakhtiari, Beverly Hills, California
Public Comment Steven B. Caruso, Esq., Maddox Hargett & Caruso, P.C., New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2014-026
Release Number
34-72479
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