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Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 2081 (Prohibited Conditions Relating to Expungement of Customer Dispute Information)
(Release No. 34-71959; File No. SR-FINRA-2014-020)
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| Jul. 18, 2014 | Victoria L. Crane, Associate General Counsel, FINRA |
| May 16, 2014 | Harry A. Jacobowitz, Esquire, Database Manager, Securities Arbitration Commentator, Inc. |
| May 15, 2014 | Ronald M. Amato, Esq., Amato Law Firm, LLC, Chicago, Illinois |
| May 14, 2014 | David T. Bellaire, Esq, Executive Vice President and General Counsel, Financial Services Institute |
| May 14, 2014 | Andrea Seidt, President, North American Securities Administrators Association (NASAA) and Ohio Securities Commissioner , Washington, District of Columbia |
| May 14, 2014 | Jill Gross, Director; Elissa Germaine, Supervising Attorney; and Michelle N. Robinson, Student Intern, Pace Investor Rights Clinic, Pace Law School, White Plains, New York |
| May 14, 2014 | Kevin M. Carroll, Managing Director and Associate General Counsel, SIFMA |
| May 13, 2014 | Jason Doss, President, Public Investors Arbitration Bar Association (PIABA), Norman, Oklahoma |
| May 13, 2014 | George H. Friedman, Esquire, George H. Friedman Consulting, LLC, Teaneck, New Jersey |
| May 7, 2014 | Barry D. Estell, Esq., Mission, Kansas |
| May 6, 2014 | Leonard Steiner, Steiner & Libo, Beverly Hills, California |
| May 5, 2014 | Richard P. Ryder, Esq., President, Securities Arbitration Commentator, Inc., Maplewood,, New Jersey |
| May 5, 2014 | Ryan K. Bakhtiari, Aidikoff, Uhl and Bakhtiari, Beverly Hills, California |
| May 1, 2014 | Philip M. Aidikoff, Aidikoff, Uhl and Bakhtiari, Beverly Hills, California |
| May 1, 2014 | Nicole G. Iannarone, Esq., Assistant Clinical Professor; Tim Guilmette and Nataliya Obikhod, Student Interns, Georgia State University College of Law, Atlanta, Georgia |
| Apr. 21, 2014 | Steven B. Caruso, Esq., Maddox Hargett Caruso, P.C., New York, New York |
http://www.sec.gov/comments/sr-finra-2014-020/finra2014020.shtml
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