Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend the Uniform Branch Office Registration Form (Form BR)

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Date Sort descending	Letter Type	Commenter Name
Jan. 21, 2014	Public Comment	Kosha Dalal, Associate Vice President and Associate General Counsel, FINRA, Washington, District of Columbia
Jan. 3, 2014	Public Comment	Clifford Kirsch and Eric A. Arnold, Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers
Jan. 3, 2014	Public Comment	David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia
Jan. 2, 2014	Public Comment	Jason Doss, President, Public Investors Arbitration Bar Association (PIABA), Atlanta, Georgia

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FINRA-2013-051

Release Number

34-71027