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Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Amend the Uniform Branch Office Registration Form (Form BR)
(Release No. 34-71027; File No. SR-FINRA-2013-051)
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| Jan. 21, 2014 | Kosha Dalal, Associate Vice President and Associate General Counsel, FINRA, Washington, District of Columbia |
| Jan. 3, 2014 | David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia |
| Jan. 3, 2014 | Clifford Kirsch and Eric A. Arnold, Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers |
| Jan. 2, 2014 | Jason Doss, President, Public Investors Arbitration Bar Association (PIABA), Atlanta, Georgia |
http://www.sec.gov/comments/sr-finra-2013-051/finra2013051.shtml
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