Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change Relating to Over-the-Counter Equity Trade Reporting and OATS Reporting

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Date Received
Date Letter Type Commenter Name
Public Comment Lisa C. Horrigan, Associate General Counsel, Financial Industry Regulatory Authority, Washington, District of Columbia
Public Comment Manisha Kimmel, Executive Director, Financial Information Forum
File Number
SR-FINRA-2013-050
Release Number
34-70924
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