		Home \| Jobs \| Fast Answers \| Site Map \| Search

About the SEC

Regulatory Actions

Staff Interps

Litigation

ALJ

Divisions

Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change Relating to Over-the-Counter Equity Trade Reporting and OATS Reporting


Feb. 14, 2014	Lisa C. Horrigan, Associate General Counsel, Financial Industry Regulatory Authority, Washington, District of Columbia
Dec. 20, 2013	Manisha Kimmel, Executive Director, Financial Information Forum

http://www.sec.gov/comments/sr-finra-2013-050/finra2013050.shtml