Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) to Include Information About Members and Their Associated Persons of Any Registered National Securities Exchange that Uses the CRD System for Registration Purposes

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Date Received
Date Letter Type Commenter Name
Public Comment William A. Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Public Comment Jason Doss, President, Public Investors Arbitration Bar Association (PIABA), Atlanta, Georgia

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2013-047
Release Number
34-70880
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