Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change Relating to TRACE Reporting and Dissemination of Transactions in Additional Asset-Backed Securities

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Date Received
Date Letter Type Commenter Name
Public Comment Kathryn M. Moore, Associate General Counsel, FINRA
Public Comment Kathryn M. Moore, Associate General Counsel, FINRA
Public Comment Kathryn M. Moore, Associate General Counsel, FINRA
Public Comment Chris Killian, Managing Director, Securitization, SIFMA

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2013-046
Release Number
34-70906
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