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Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Adopt FINRA Rules 4314 (Securities Loans and Borrowings), 4330 (Customer Protection - Permissible Use of Customers' Securities) and 4340 (Callable Securities) in the Consolidated FINRA Rulebook
(Release No. 34-70272; File No. SR-FINRA-2013-035)
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| Nov. 22, 2013 | Kosha K. Dalal, Associate Vice President and Associate General Counsel, FINRA, Washington, District of Columbia |
| Sep. 24, 2013 | Kyle Brandon, Managing Director, SIFMA |
| Sep. 24, 2013 | William A. Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
http://www.sec.gov/comments/sr-finra-2013-035/finra2013035.shtml
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