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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Adopt FINRA Rules 4314 (Securities Loans and Borrowings), 4330 (Customer Protection - Permissible Use of Customers' Securities) and 4340 (Callable Securities) in the Consolidated FINRA Rulebook

(Release No. 34-70272; File No. SR-FINRA-2013-035)

Nov. 22, 2013 Kosha K. Dalal, Associate Vice President and Associate General Counsel, FINRA, Washington, District of Columbia
Sep. 24, 2013 Kyle Brandon, Managing Director, SIFMA
Sep. 24, 2013 William A. Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York





Modified: 11/25/2013