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Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change Relating to the Dissemination of Transactions in TRACE-Eligible Securities that are Effected Pursuant to Securities Act Rule 144A
(Release No. 34-70009; File No. SR-FINRA-2013-029)
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| Aug. 15, 2013 | Ari Gabinet, General Counsel, OppenheimerFunds, New York, New York |
| Aug. 15, 2013 | Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute, Washington, District of Columbia |
http://www.sec.gov/comments/sr-finra-2013-029/finra2013029.shtml
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