Comments on FINRA Rulemaking

Notice of Filing of Proposed FINRA Rule 6490 (Processing of Company-Related Actions), to Clarify the Scope of FINRA's Authority When Processing Documents Related to Announcements for Company-Related Actions for Non-Exchange Listed Securities and to Implement Fees for Such Services

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Date Received
Date Letter Type Commenter Name
Public Comment Kosha K. Dalal, Associate Vice President and Associate General Counsel, FINRA, Washington, District of Columbia
Public Comment Stephen J. Nelson, Esq., The Nelson Law Firm, LLC
Public Comment Liz Heese, Managing Director, Issuer and Information Services, Pink OTC Markets Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2009-089
Release Number
34-61189
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