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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books)

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Date Sort descending	Letter Type	Commenter Name
Dec. 22, 2009	Public Comment	Stan Macel, Assistant General Counsel Regulatory Policy and Oversight, FINRA, Washington, D.C.
Dec. 16, 2009	Public Comment	Ira D. Hammerman, Senior Managing Director and General Counsel, Securities Industry and Financial Markets Association
Nov. 12, 2009	Public Comment	Bari Havlik, Chief Compliance Officer, Senior Vice President, Charles Schwab & Co., Inc.
Nov. 12, 2009	Public Comment	Ronald C. Long, Director, Regulatory Affairs, Wells Fargo Advisors
Nov. 4, 2009	Public Comment	Dale E. Brown, President & CEO, Financial Services Institute, Inc.
Oct. 29, 2009	Public Comment	BTUD
Oct. 29, 2009	Public Comment	Frederick T. Greene, CIMA, Senior V.P., Portfolio Manager, Woodforest Financial Services, Inc.
Oct. 29, 2009	Public Comment	Neal E. Nakagiri, President, CEO, CCO, NPB Financial Group, LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FINRA-2009-060

Release Number

34-60836

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