Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 2232 (Customer Confirmations) in the Consolidated FINRA Rulebook and to Delete NASD Rule 2230, NASD IM-2110-6 and Incorporated NYSE Rule 409(f)

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Date Received
Date Letter Type Commenter Name
Public Comment Pam Lewis Marlborough, Associate General Counsel, TIAA-CREF Individual & Institutional Services, LLC
Public Comment Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute, Washington, District of Columbia
Public Comment Adam H. Arkel, Assistant General Counsel, FINRA
Public Comment Jonathan Feigelson, SVP, General Counsel, TIAA-CREF
Public Comment Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers
Public Comment Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2009-058
Release Number
34-60669
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