Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend Rules 12100, 12506, and 12902 of the Code of Arbitration Procedure for Customer Disputes and Rule 13100 of the Code of Arbitration Procedure for Industry Disputes to Implement Conforming Changes

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Date Received
Date Letter Type Commenter Name
Public Comment Mignon McLemore, Assistant Chief Counsel, FINRA Dispute Resolution, Washington, District of Columbia
Public Comment Brian N. Smiley, President, Public Investors Arbitration Bar Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2009-041
Release Number
34-60159
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