April 15, 2009
Deputy Secretary, Securities and Exchange Commission 100 F Street, NE Washington, DC 20549
I am an insurance agent and financial advisor who has spent over 30 years providing valuable services to and looking out for the interests of my clients. I am writing to express the significant concerns I have regarding certain aspects of FINRA's proposal to revise Forms U4 and U5.
I don't think it's appropriate to report allegations on U4/U5 unless they are proven.
Please reject any changes that would cause this to happen.
Sincerely, Stevn R. Coon