April 21, 2009
People need our help. They have to trust us. We need help building this trust so we can help them. Why would you propose legislation that would taint our reputation with no cause??
Therefore, I urge you to reject FINRA`s proposal to add Questions 14I(4) and (5) to Form U4 and Questions 7E(4) and (5) to Form U5. Thank you for considering my comments.
Sincerely,
mrs hattie evans
registered rep
financial network