February 7, 2022
There should be a Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps and a Prohibition against Undue Influence over Chief Compliance Officers Position Reporting of Large Security-Based Swap Positions.
Any conflict of interest, undue pressure on, or lack of action by regulators and compliance officers should be considered corruption and cannot be allowed.
Rules and security against fraud, manipulation, deception or other forms of crime should be enacted to ensure proper market operation.