February 6, 2022
There should surely be a Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps Prohibition against Undue Influence over Chief Compliance Officers Position Reporting of Large Security-Based Swap Positions. The market is supposed to be free and fair and properly regulated. If there is any conflict of interest, undue pressure on, or lack of action by regulators and compliance officers that's corruption that cannot be allowed. Rules and security against fraud, manipulation, deception or other forms of crime should be enacted to ensure proper market operation.