Mar. 31, 2023
Hello, I believe more transparent markets are fairer, and I support the rule. A broker routing orders first to a wholesaler is not the new America we want to create that is an ideal place not for us, but for my little girls to grow up proud of. Little steps for little people, let’s keep them in mind, fight the hard fight, don’t succumb to a world today but the one in which this will be talked about in classes. I think some broker-dealers should lose their licenses instead of receiving fines that amount to nothing more than a cost of doing business - a cost that is often outweighed by the ill-gotten gains obtained through “honest mistakes” Gordon Nordgren Executive VP at Nordco Inc