Mar. 12, 2023
I fully support the rule being passed, and I think that we need to do more to prevent brokers such as instead of issuing fines actually removing broker licenses from repeat noncompliant entities. I as a retail investor I'm tired of seeing the same criminals rob our markets and get a slap on the wrist. I think that this rule is a step in the right direction to preventing large brokers from making huge sums of money off of the clients they're supposedly representing. We used to call that a conflict of interest, and it used to mean something.