Subject: S7-30-22: WebForm Comments from Mark Guttman
From: Mark Guttman
Affiliation:

Jan. 12, 2023



January 12, 2023

 This proposal is a great first step at protecting retail investors, which is sorely needed, and I fully support it  That said, something that investors are in dire need of is the enforcement of Failures to Deliver. Please take a look into this. I look forward to seeing more.