Nov. 16, 2022
November 16, 2022 I am delighted that the chairman, Gary Gensler, has brought these issues to light and has gotten these amendments proposed. Transparency in our markets is paramount, and hiding information or sweeping it under the rug is a disservice to the American people, regardless if they directly participate in our financial markets, they're impacted none-the-less. As an individual investor, I approve of the proposal. I, also, hope to see harsher monetary penalties/sentencing for individuals that take advantage of hard-working Americans. Whether that be by entities being a bank, broker, market-maker, and clearing house, who habitually fails to deliver necessary documentation to regulators or falsifies documents, in order to benefit themselves. As well, people who have a fiduciary responsibility to protect their clients, which should extend to any/all market participants. When the Steve Cohen's, Dimon's, and Englander's can continue doing business in an industry, where they take advantage of people, on a massive scale, it leaves little hope for integrity in our financial markets. Thank you for your time.