Sep. 5, 2025
I am writing to you in regards to the Regulatory Flexibility Agenda pertaining specifically to rule 15c2-11. Retail investors demand fair and open access to the markets. 15c2-11 has resulted in over regulation. There are more stocks in the OTC that are restricted from retail buying than those we are allowed to trade.There are over 3k stocks in the Expert Market that are now reserved for "sophisticated investors" and many that are pink limited that brokers will not allow trade orders on. That is NOT a free and fair market. 15c2-11 rule should be removed so retail traders have an EQUAL opportunity without these obstacles. Many of us are calling for the removal of rule 15c2-11 and to begin this process by UNRESTRICTING the Expert Market and allowing traders to buy the stocks we choose. Please consider what we are asking and thank you for taking the time to read my letter. Sincerely,