Oct. 31, 2022
October 31, 2022 As an individual investor, I feel that securities loans are used more often for their \"off-label\" purpose in their current state. With less regulation and reporting of these types of transactions allows these loans to be done without a real 'due by date.' Failure to deliver fines are meaningless when potentials of making X% MORE outweighs the repercussions. This needs to be actually remedied through fixing problems with the system that led to enable this problem. We need MORE clarity and data reporting on these lending tactics to ensure investments can be tracked and transaction trails can be reconstructed to provide transparency in monitoring, regulating, and enforcing SEC rules.